Manager, Compliance & Risk Management

Stockbroking Compliance, Investment Banking, Operational Risk
Your new company
This company is the first online equities broker offering innovative digital investment opportunities to investors. They are looking for experienced Stockbroking Compliance professional who possess excellent communication and stakeholder management skills to take on the challenge on leading the team to new heights

Your new role

  • Assist the Head in discharging duties on Risk management and Compliance functions
  • You would be responsible to strengthen the Risk Management and Compliance controls which may impact the achievement of the company’s objectives resulting from inadequate internal processes and systems/external events
  • Conduct gap analysis and mitigate the risk of financial loss
  • Support Domestic/potential Foreign Share trading market for Risk & Compliance matters

What you'll need to succeed

  • Must possess at least a tertiary degree in a related field
  • At least 5 years of experience in a Risk Management/Compliance position within the Investment Banking/Banking industry
  • Completed module 11 from SIDC would be an added advantage
  • Ideally have Stockbroking Compliance OR Stockbroking Operational Risk experience

What you'll get in return
You will be offered a generous salary, plus very generous employee benefits. You will get the opportunity to progress far within your career and be part of an organisation that promotes pro activeness and accountability and can drive your own progression.

What you need to do now? If you feel that you are suitable for this role, click “Apply” on the job. Alternatively, if you are keen on exploring other opportunities within the Banking and Financial Services, please feel free to contact me at 603-27868686 or #1239371


Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Hazel Cheng, the specialist consultant managing this position, located in Kuala Lumpur
Level 26, Menara 3, Petronas

Telephone: +60327868600

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