Investment Compliance Manager

Banking, Insurance, Compliance, Asset Management, Investment
Your New Company
This leading insurance group has built an amazing culture within governance and are moving towards creating a more enhanced and sophisticated Compliance advisory culture in-house. They are looking for experienced Investment Compliance professional from an Insurance or Banking or Asset Management background with strong qualities, possess excellent communication and people skills to support this movement.

Your New Role

  • Conduct investment compliance monitoring according to the Annual Investment Compliance plans and procedures
  • Maintain an effective investment compliance restriction monitoring programme
  • Review any investment related marketing materials (Fund Fact sheets, monthly fund performance updates) etc for any investment linked funds
  • Support on any automation projects related to communication surveillance and personal dealing monitoring

What You’ll Need to Succeed

  • At least 5 years of experience in an investment/compliance in fund management/unit trust/insurance industry
  • Open to candidates from the Regulatory Compliance space in the banking industry
  • Working knowledge in Bloomberg Compliance Manager & Bloomberg Transactions Cost Analysis modules will be an added advantage
  • Strong Communication skills

What You’ll Get in Return
You’ll be offered a salary of up to RM13,000.00, plus very generous non-financial benefits. You will get a lot of exposure in dealing with business Heads in other regions. You will be working alongside a very capable team as well as very warm and tight-knit group of people.

What You Need to Do Now
If you are suitable for this role, send in your CV in Word doc format to Alternatively, if you are exploring other opportunities within Financial Services, do contact me via the same email address or call 03-27868686.



Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Hazel Cheng, the specialist consultant managing this position, located in Kuala Lumpur
Level 26, Menara 3, Petronas

Telephone: +60327868600