Head of compliance

A head of compliance role within a well known securities firm

Your new company
Take on a new challenge with one of the fastest growing securities company is looking to expand their horizons and are looking for a Head of Compliance in order to ensure an airtight compliance regime. This opportunity can pay up to RM20,000 for the position

Your new role
Ready to be the compliance police? This role requires you to set Provision of regulatory compliance support, guidance, and advice to Business Units regarding regulatory changes and updates. Furthermore, you would be providing oversight and support to Business Units on general compliance matters and firm’s initiatives and conduct risk-based compliance reviews on business processes. Other than that, you would be acting as the contact point for regulators and external stakeholders relevant to compliance, and regulatory issues. Finally, you would need to be in constant engagement with internal and external stakeholders to ensure that the firm’s compliance objectives and priorities are aligned with business direction and regulatory expectations.

What you'll need to succeed
  • Degree in Finance/Accounting/Business Administration or another related field.
  • At least 5 years related working experience; proven understanding in Compliance within Securities, Investment Banking and Asset Management
  • Knowledge of securities, asset management or investment banking other related financial services operations.
  • Good understanding of compliance principles and best ethical practices especially within Securities Commission.
  • Good understanding of regulatory guidelines governing the securities industry or other related financial services

What you'll get in return
You’ll be offered generous salary plus additional non-financial benefits. You will get a lot of exposure in dealing with business Heads. You will be working alongside a very capable team as well as very warm and tight-knit group of people.

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career. #1228906


Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Khush Gill, the specialist consultant managing this position, located in Kuala Lumpur
Level 26, Menara 3, Petronas

Telephone: 0327868600

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