Compliance Manager

Compliance, Investment Compliance, Regulatory Compliance, Asset Management, Fund Houses
Your new company?
One of the larger global investment houses with many offices international and is one of the first Asian fund managers to obtain the Australian Financial Services License. Due to the team expanding and many projects being onboarded, they are looking for an experience Compliance Manager who could take their company to new heights.

Your new role? In this role you would be responsible for:
  • Establishing and implementing Compliance Programs covering monitoring, reviewing, reporting, investigations and providing recommendations/advisory work.
  • Provide compliance advice on applicable laws, regulations, and rules
  • Prepare and review filings with regulators and regular compliance returns

What you’ll need to succeed?
  • At least a Bachelor’s degree in Law/Accountancy/Banking qualifications or the relevant professional qualifications
  • Professional qualifications such as Module 9,10 or 11 will be an added advantage
  • Minimum 3-5 years of working experience in an Investment Compliance/Regulatory Compliance position in the Banking/Finance/Asset Management or Investment industry

What you’ll get in return?
You will be offered a generous salary along with wide exposure to the upcoming, exciting projects. You will have the opportunity to have international exposure and to be part of an upcoming and growing team What to do now? If you are suitable for this role, send in your CV in Word doc format to Alternatively, if you are exploring other opportunities within Financial Services, do contact me via the same email address or call 03-27868600 #1241620


Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Hazel Cheng, the specialist consultant managing this position, located in Kuala Lumpur
Level 26, Menara 3, Petronas

Telephone: +60327868600

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